| He was a very shrewd, very sharp head of the Securities and Exchange Commission. |
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| Shareholder resolutions fall under the aegis of the US Securities and Exchange Commission. |
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| The Securities and Exchange Commission lists seven registered stock exchanges. |
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| Qwest is under examination by the Securities and Exchange Commission for its accounting. |
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| In this regard, the Company is also considering an eventual deregistration under the applicable rules of the Securities and Exchange Commission. |
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| Since 1934, the Securities and Exchange Commission has prohibited trading while in possession of material nonpublic information. |
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| And there was no crime, just allegations by the securities and Exchange Commission about a 16-year-old kid. |
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| Sales can only be made through a final prospectus cleared by the Securities and Exchange Commission. |
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| Securities and Exchange Commission allowed oil companies to report to investors. |
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| In a bid to lessen the chances of such events reoccurring, the Securities and Exchange Commission proposed measures, including requiring the money funds to hold a capital buffer against losses. |
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| Earlier Exxon had attempted to get the measure struck off the meeting agenda on technical grounds, but were overruled by the US Securities and Exchange Commission. |
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| When he went to the Securities and Exchange Commission, he was rebuffed because Bernie Madoff had been a big, known figure at the time, had been involved in the industry, and had a good reputation. |
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| The Federal Reserve, Treasury, and Securities and Exchange Commission took several steps on September 19 to intervene in the crisis. |
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| This was followed by the Securities Exchange Act of 1934 which created the Securities and Exchange Commission. |
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| Later agencies include the Federal Trade Commission, Securities and Exchange Commission, Civil Aeronautics Board, and various other institutions. |
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| Securities and Exchange Commission of being a Ponzi scheme, will undergo bankruptcy in Massachusetts, not Las Vegas. |
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| In addition, CBOE announced plans to offer FLEX Options on the Nasdaq-100 index this year, pending Securities and Exchange Commission approval. |
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| He held on tight as his investment skyrocketed and then plummeted into oblivion while the Securities and Exchange Commission investigated the company for accounting fraud. |
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| In connection with the proposed rights offering, Nephros will file a registration statement on Form S-1, as may be amended, with the Securities and Exchange Commission. |
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| Securities and Exchange Commission recently voted unanimously to consider expanding what registrants are required to disclose about their short-term borrowing arrangements. |
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| The Securities and Exchange Commission Act of 1993 created the Bangladesh Securities and Exchange Commission to oversee the country's two stock markets. |
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